Policy 3-12 DRIVER IMPROVEMENT PROGRAM
Prior to the adoption of 3-12 on 05/17/2005, Policy 3-12 read as follows.
DISTRIBUTION: All Departments
SUBJECT: Driver Improvement Program
PURPOSE: The purpose of this policy is to reduce injury exposure for
City employees and the public
and to minimize the loss of City resources due to employee involvement in preventable vehicle accidents.
These resources include man-hours, equipment, and money. This policy contains provisions
to insure that
all City vehicle operators are properly licensed, trained and oriented on safe driving procedures for
the
specific type(s) of equipment that they operate while on the job; that only properly qualified drivers
are
allowed to operate city-owned equipment; that employee behavior that adversely affects the safe operation
of equipment is either modified or appropriately penalized; and that accident-free drivers are recognized
and rewarded for their efforts.
BACKGROUND: The Driver Improvement Program was implemented in 1986 and
has been effective
in reducing preventable vehicle accidents. This revision is to refine the policy and update procedures.
Further, it incorporates the Safety Belt Policy which was previously published as a separate administrative
policy.
DEFINITIONS: Terms used in this administrative
policy are defined as follows:
1. Collision: Contact of a motor vehicle with another motor
vehicle, person, animal, structure or other
object which causes injury or property damage or has the potential to do so.
2. Chargeable Collision: One in which the actions of the
driver of a city-owned vehicle are the primary
cause of the collision. Normally, the driver will have violated state or local traffic law.
3. Preventable Collision: One in which the actions of the driver
of a city-owned vehicle may not be the
primary cause of the collision but did contribute to its occurrence by failure to use appropriate
defensive
driving techniques.
4. Non-Preventable Collision: One in which the driver has little or no
control over circumstances
resulting in the collision.
5. Damage Incident: An incident where damage or injury involves
a city-owned vehicle but is not the
result of a collision. Examples include vandalism, theft, vehicle abuse, or objects thrown by or out of a
city-owned vehicle.
6. Chargeable Damage Incident: An incident where the assigned driver
or operator is responsible for
damage to a city-owned vehicle, injury to another person, or damage to private property.
7. Non-Preventable Damage Incident: Incident where the assigned operator
of a city-owned vehicle had
little or no control to prevent the resulting damage or injury.
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Page 2
8. Driving Violation: A reported and confirmed incidence of a city-owned
vehicle not being operated in
accordance with traffic laws or proper defensive driving principles. These may result from
a complaint
from private citizens or fellow employees validated after investigation by the affected department
head or
from a citation or warning issued by a law enforcement agency.
PROCEDURES: I. Records Review
and Driver Qualification
A. Pre-employment
Record Review
1. The Human Resources Director will obtain and maintain on file the official
state driving record of
each person recommended for employment, transfer, or promotion to a position in which operation
of
motive equipment is a major function, excluding occasional or incidental operation. The employment
candidates may be required to provide a copy of their driving record or the Human Resources Department
will obtain it from the Police Department.
2. If the review discloses a driving record of three or more accidents,
three or more moving violations,
or any combination thereof totaling three or more occurring in the two years immediately preceding the
review, the Human Resources Director will provide a copy to the affected department head(s) for
consideration of whether or not to deny the employment, transfer or promotion. Any such employment,
transfer or promotion accomplished prior to the completion of the driving record review shall
be
provisional subject to the driving record review.
3. Departments are responsible for notifying the Human Resources Department
prior to transferring or
promoting an employee from a non-driving position to one requiring vehicle or equipment operation.
B. Operator
Orientation, Vehicle Training and Certification:
1. It is the responsibility of the immediate supervisor to familiarize
each employee responsible for
operating motive equipment with the proper operating procedures and proper safety practices for the
equipment.
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2. The employees immediate supervisor, designated experienced operator
or qualified instructor will
conduct a predetermined course of instruction to train and evaluate the employee on the
proper operation
of each type and model of motorized vehicle or equipment that the employee will be required to operate.
The training will include proper operator maintenance procedures. The training will be documented with
specific details concerning instruction times, dates, subject, etc. The exact nature of the training
will be
based on the complexity of the equipment. It may be as basic as a check ride or observation
of the operator
or a formal course of instruction; whatever is necessary to prove to the supervisor that the employee
is able
to operate and maintain the equipment proficiently and safely.
3. The division supervisor will verify each and every type vehicle or
equipment the employee is
qualified to operate and provide certification of the operators qualification to the Safety and
Risk Officer
for inclusion in employee driving records. Certification may be entered or updated directly
on the
computer generated form provided by the Safety and Risk Officer and used by supervisors and operators
to
update individual driving records. Certification is required for all types of motor vehicles
including sedans,
pickups, and other general purpose vehicles.
4. Except during training and evaluation under the direct supervision
of the trainer, employees will not
be allowed to operate equipment which they have not been certified to operate. The exceptions
are sedans
and similar light duty general purpose vehicles which the employee is licensed to operate.
5. Re-certification is required no less than once every three years for
each type equipment an employee
operates. This recertification must be in writing following supervisor evaluation which, when
possible, will
include a check ride. Recertification will be required when records review indicates the
lapse of at least
three years since previous certification. The Safety and Risk Officer will not accept
the records update
until certification is current.
C. Defensive Driving Training
1. Each person employed in a position where operation of a city-owned
vehicle is a primary or major
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function of the position shall be required during duty hours to attend a defensive driving course within
90
days of employment.
2. Each employee who has been assessed three or more points for involvement in a collision or who has
a two-year cumulative total point assessment of four or more will be scheduled to attend the next available
formal defensive driving course offered by the City. For lesser point assessments, the Board may require
the
employee to complete a formal defensive driving course, require the employee to complete
an alternative
course of remedial driver training prescribed or approved by the Vehicle Accident Review
Board, or
waive the training requirement as the Board feels appropriate.
3. All employees who are required to operate city-owned vehicles will
be scheduled to attend defensive
driving training no less than every five years. The Safety and Risk Officer will monitor
and schedule
employees to attend.
4. The Safety and Risk Officer will inform departments of the names of
employees who are scheduled
to attend. Department Heads will insure employees attend as scheduled.
II. Safe
Driver Incentive Awards
Awards are based on the number of cumulative calendar years an employee completes without
being assessed points against his or her driving record by one of the Citys Vehicle Accident
Review Boards. Any point assessment will disqualify the employee for any driving award for the
calendar year in which the collision, incident or driving violation giving rise to the point
assessment occurred.
A. Safe Driving Awards
Awards will be presented to eligible employees for cumulative calendar years without a point
assessment according to the following:
1 year -- Certificate of Achievement
2-4 years -- Certificate and Safe Driving Pin
5-10 years -- Certificate, safe driving pin and one-half working day of non-charged leave time
11+ years -- Certificate, safe driving pin, and one working day of non-charged leave time.
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B. Award
Criteria
1. Eligible employees are those in positions where driving is a primary
or major job
requirement who have completed one or more cumulative accident-free years. Accident free year
is defined as one in which the employee was assessed no points by a Vehicle Accident Review
Board.
2. For award consideration, the accident-free years start at the first
of the calendar year
following hire, promotion or transfer into a position where driving is a primary or major job duty
or the first of the calendar year following the date the employee was involved in a collision,
damage incident or driving violation for which one or more points were assessed.
3. All accumulated accident-free years previous to the date of a collision,
damage incident, or
driving violation for which one or more points were assessed are not considered in determining
future award eligibility.
4. For purposes of the incentive awards, only cumulative accident-free
years since January 1,
1985 are considered. However, the pins awarded will reflect the actual number of years without
an accident.
C. Department heads will provide a list of such employees within their department eligible and
nominated for the awards.
D. The Safety and Risk Officer will prepare certificates and pins for eligible
employees and
forward them to department heads for presentation.
E. Awards will be presented annually during the first three months of
the calendar year. The
Mayor, City Manager, Department Head or other official will present the awards in an
appropriate ceremony.
III. Point
System for Collisions, Damage Incidents and Driving Violations
A. This establishes a system by which points are assessed against the
driving records of
employees involved in vehicle collisions or vehicle damage incidents or who violate traffic laws
or safe driving procedures.
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Page 6
B. City employee driving records will be updated by the Safety and Risk
Officer to record
any involvement in a collision, incident or a violation and point assessment.
C. Points will be assessed against an employees driving record by
the City Vehicle Accident
Review Board according to the following:
ITEM POINTS
1. Chargeable Collision 3
2. Preventable Collision 2
3. Chargeable Damage Incident 1
4. Driving Violation 1
5. Non-Preventable Collision 0
6. Non-Preventable Damage Incident 0
At the discretion of the Review Board, a point may be added to or deducted from items "1"
through "4" on this schedule. The additional point may be assessed due to an unusually high
cost
to the City of the damages or injuries resulting from the collision or damage incident, the
seriousness of the driving violation committed by the employee, failure of the operator to wear
safety belts, failure to use ground guides to back when required, and other instances where
warranted. One point may be deducted by the Board based on extenuating circumstances such as
weather, road conditions, evasive actions minimizing damages, very minor or no damages,
improper or inadequate direction by a designated ground guide, or other situations that the Board
feels mitigate the employees responsibilities for a collision or incident.
If in a collision or damage incident more than one of the above categories may seem to apply,
the Board may assess points based on all categories that apply.
The Police Department has a separate Vehicle Accident Review Board and point assessments for
the Police Board will be governed by Departmental policy.
D. Violations Which May Cause Immediate Termination
Some violations are of such a serious nature that the point system may be preempted and the
initial occurrence becomes cause for immediate termination of employment.
1. Operating a city-owned vehicle or piece of equipment while his/her
driving privileges have
been revoked or suspended by the State of Oklahoma.
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2. Willful intent to injure or damage property, or reckless conduct resulting
in injury or
damage to property, by a City employee. Any property damage or injury caused by a City
employee while using or under the influence of beer or alcoholic beverage or any controlled or
dangerous substance as defined by the statutes and laws of the State of Oklahoma.
3. Any injury or property damage caused by a City employee who is engaged
in conduct
outside the scope of his employment with the City of Lawton.
E. Recovery of Loss or Liability by City of Lawton
For any property damage or injury resulting from the actions of an employee as described in the
preceding paragraph causing loss or liability on the part of the City, the City of Lawton shall
institute appropriate action to recover the loss from the offending employee, whether or not the
employee is discharged as a result thereof. Special care shall be given to evaluating accidents
involving authorized emergency vehicles used in emergency situations.
IV. Vehicle
Accident Review Boards
Two Boards are established. The City Vehicle Accident Review Board will handle actions
involving all general employees and Fire Department employees. The Police Vehicle Accident
Review Board is established for actions involving police officers.
A. Composition
of Boards
1. The City Vehicle Accident Review Board is composed of the City Manager
or designated
representative, the Safety and Risk Officer, and the Equipment Maintenance Division
Superintendent, who are considered permanent members of the Board. In addition, a designated
representative from the Department or Division of the employee whose collision, incident, or
violation is being considered, will be a voting member of the Board, but only for the involved
employees they represent. With the exception of the Fire Department, the designated
representative will be the Department/Division representative on the General Employee Safety
Committee. The Fire Chief will appoint the Fire Department representative. Thus, at any point
in
time, the Board will have a maximum of four voting members.
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Page 8
2. The Police Vehicle Accident Review Board will be composed of the Safety
and Risk
Officer, Equipment Maintenance Division Superintendent, and two police supervisors (captains
or lieutenants) or one police supervisor and one police master officer appointed by the Police
Chief.
B. Responsibilities
of Boards
1. The Boards are established to monitor overall driver qualifications,
to review vehicle
collisions/incidents involving City employees and to determine appropriate actions to reduce the
number and severity of vehicle accidents. The Boards will also monitor the driver training and
driver orientation programs.
2. The Boards have final responsibility for assessing points against the
driving records of
employees who are involved in preventable collisions or who are otherwise guilty of driving
violations. In determining points or reviewing discipline, the Board may consider unusual or
mitigating circumstances.
C. Rules
and Regulations
The following information pertains to the City Vehicle Accident Review Board. Police Board
guidelines are contained in a Departmental Policy.
1. Chairman: The City Manager or designated representative will
act as Board Chairman.
2. Administrative Support: The Safety and Risk Officer will provide
the necessary
administrative support, including preparation of the agenda and recording minutes of the
meetings.
3. Meetings: Meetings will be conducted no less than monthly at
dates and times established
in the bylaws or as determined by the Chairman.
4. Quorum: All three permanent members of the Board must be present.
5. Conduct Hearings: The employee, his immediate supervisor, division
or department head,
may request a formal hearing before the Board if they disagree with the points assessed by the
Board. The request for formal hearing must be submitted
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Page 9
within ten days of the Boards initial findings and must be in writing with an explanation as to
why the initial findings of the Board were not appropriate. The department head will insure that
the employee, the employees immediate supervisor, and the available witnesses appear at the
hearing as scheduled. The Board may elect to conduct a formal hearing on an accident/incident
or driving violation. The decision of the Board is final, subject to applicable provisions of
the
Lawton City Charter, employment agreements with bargaining units, and state law.
V. Disciplinary
Action
A. The appropriate level of disciplinary action for vehicle operators
involved in preventable
collisions, chargeable damage incidents, or guilty of driving infractions, is determined by the
cumulative number of points charged against their driving records in the 24 months immediately
preceding the review. Department Directors are responsible for taking disciplinary action. The
City Manager must approve suspensions of ten days or more or termination. The suggested
disciplinary action for the various levels of point accumulation are as follows:
POINTS ACTION
0-1 Informal
Conference
2-4 Written
warning notice
5-6 Written
reprimand and one day suspension
without
pay.
7-8 Suspension
of 40 working hours without
pay
9 or above Termination
from City employment
B. Process for Investigation, Submission to Board, and Determination
of Disciplinary Action -- Collision/Damage Incidents
1. Upon notification that one of his/her assigned personnel have been
involved in a
collision/incident, the immediate or higher level supervisor shall immediately begin investigation
of the collision/incident
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Page 10
Written statements from available witnesses will be obtained.
2. Interview of the employee: As a part of the investigation, the investigating
supervisor must
interview the employee to determine the employees version of how the collision/incident
occurred and how it could have been prevented. The employee will be told that points may
be
assessed against their driving record and, based on cumulative point total, disciplinary action
may be taken. Also, the employee will be told that he/she may be required to appear before an
Accident Review Board.
3. Based on the investigation, the supervisor will prepare a City
of Lawton Vehicle Damage
Report." (See attachment #1)
4. At department or division level, any police report of the collision/incident
and written
damage estimates must be obtained and attached to the City of Lawton Vehicle Damage
Report."
5. The department head will review the documentation for completeness,
accuracy, and
comprehensiveness. Based on the information available, the department head will recommend
the appropriate point assessment in accordance with this policy. The recommendation, along with
narrative justification, will be forwarded to the Safety and Risk Officer for consideration by the
appropriate Review Board.
6. Copies of all documents relating to the collision/incident and subsequent
investigation,
along with the department head recommendations which may be made on the "City
of Lawton
Vehicle Damage Report" or in a separate narrative attached to the report, will be forwarded to
the Safety and Risk Officer within seven calendar days of the collision/incident.
7. The Review Board will review the accident package and approve or reject
the
recommended point assessment by the department head. The Board will forward to the
applicable department head a report of the assessed points for the accident/ incident in question,
the employees cumulative point total, and the suggested/recommended disciplinary action. The
department head will then take appropriate action.
C. Process for Submission to Review Board, and Determination of Driving Violations
(Police
Citations)
1. All employees are required to report to their supervisor all traffic
citations (tickets) which
they receive while operating a city-owned vehicle or piece of equipment. Department directors
will insure that the immediate supervisor provides a copy of the citation along with a narrative
statement as to events and circumstances surrounding the issuance of the citation in
memorandum format. A statement from the employee may be included.
2. The Board will review the documentation and issue a ruling on the reported
driving
violation. The employee will be given an opportunity for a formal hearing if dissatisfied with the
Boards preliminary ruling.
3. The Boards findings will be transmitted by letter to the employee and
their supervisor
concerning any point assessment. The department head will be notified of the
suggested/recommended disciplinary action to take based on the employees cumulative point
total.
D. Process for Investigation, Submission to Review Board, and Determination
of Disciplinary
Action--Driving Violations (complaints)
1. Due to the nature of complaints from the public or fellow employees
concerning driving
violations (see definition), investigation is required to determine their validity.
2. All such complaints received will be sent to the appropriate department/division
for
investigation.
3. The complaint or summary thereof, and the result of the investigation
will be submitted in
writing, by the immediate supervisor, to the department director who will forward the report with
his comments and
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Page 11
recommendations to the Safety and Risk Officer.
4. All documentation concerning the complaint will be reviewed by a Review
Board, the
validity determined, and, if appropriate, points assessed.
5. The Review Board will inform the department of the employees
cumulative point total and
of the suggested/ recommended disciplinary action to be taken and forward a
notice letter to
the affected employee.
6. A formal hearing may be requested by the employee to appeal the Review
Boards
preliminary ruling.
VI. Driver
Record Maintenance, Review, and Update
A. Establishment of City Driver Records for City Employees
1. The Human Resources Department will establish City driving records
for employees newly
hired, promoted, or transferred into positions requiring operation of city-owned vehicles.
2. Should supervisors become aware that employees who are required to
operate city-owned
vehicles have not been entered in the records program, they are to contact the Safety and Risk
Officer who will arrange to establish the appropriate driving records.
3. Employees who do not have established driving records are not authorized
to operate city-owned vehicles.
4. The Safety and Risk Officer will maintain and update driving records
as appropriate.
5. Driving record will include the employees name, social security
number, birth date, job
title, department, division, driver license expiration date, type license, list of type equipment the
employee is authorized to operate, defensive driving courses attended, collisions/incidents and
driving
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violations with point assessments, and most recent record review date.
B. Record
Review
1. Annually, during each employees license expiration anniversary
month, the Safety and
Risk Officer will provide a copy of their driving record to the appropriate department.
2. The employee will review their record with the immediate or higher
level supervisor. They
will correct and update any incorrect, incomplete or outdated information on the record and
determine if further action is required (such as schedule attendance at a defensive driving course,
train the employee on additional equipment, re-certify the equipment the employee is authorized
to operate, etc.)
3. A copy of the updated record certified by the employee and the supervisor
will be returned
to the Safety and Risk Officer who will then update the master record.
C. Driver
License Examination
It is forbidden for an employee to operate a city-owned vehicle or piece of equipment without a
drivers license of the appropriate class currently valid in the State of Oklahoma. Each
year in
conjunction with the records review, the supervisor will physically inspect the employees
license and certify that it is valid and indicate the expiration date or certify it invalid or
unavailable and report the employee to the appropriate division or department head for
appropriate action.
VII. City
Safety Belt Policy
A. Unless an exemption has been granted, any person operating or riding
in a City-owned
vehicle will be required to have safety belts buckled around them and properly adjusted at all
times while the vehicle is in motion. This policy includes construction equipment, farm tractors
and riding mowers equipped with rollover protection, and vehicles equipped with air bags.
Administrative Policy 3-12
Page 13
B. Requests for exemptions to this policy must be in writing with full
justification as to how
and why particular operations or job requirements preclude the use of safety belts. The request
will be forwarded from the Department Director through the Safety and Risk Officer to the City
Manager for approval. The Safety and Risk Officer will investigate and provide findings and
recommendations to the City Manager. No exemptions can be granted for vehicle classes
covered by the state law.
C. Equipment Maintenance Division employees will inspect to insure that
safety belts are
installed and serviceable during the annual state mandated safety inspection of vehicles. If
discrepancies are found, they will be reported to the applicable department head for correction.
For vehicles not requiring the state safety inspections, department heads will be responsible
for
insuring that safety belts are installed and serviceable.
D. The bid specifications for all vehicle purchases will require safety
belt installation for
drivers and passengers as a part of the contract. This requirement extends to construction
equipment, farm tractors and large riding mowers. Also, rollover protection (ROPS) must
be
specified for these vehicles.
E. Noncompliance with this policy will be treated the same as noncompliance
with any other
job requirement. Disciplinary action will be taken against employees who fail to use safety belts
and supervisors who fail to enforce this policy.
VIII. Authorized Operations
of City-Owned Vehicles
Only City employees who are properly licensed, trained and who have driving records
established in the Citys Driver Program should be allowed to operate city-owned vehicles.
Persons not employed by the City of Lawton, including leased employees from a temporary
services firm, should be prohibited from operating City vehicles.
IX. Dead Lining of City-Owned Vehicles
A. It is the policy that all vehicles and other motorized equipped provided
by the City for
operation by City employees will be fully serviceable and safely operable by city employees.
B. Department directors will insure that a comprehensive vehicle inspection
program is in
effect for assigned equipment. Inspection checklists will be used to ascertain operating
condition of each vehicle.
C. All operators will take action to correct, or report to their immediate
supervisor for
correction, all vehicle discrepancies which could affect the safe operation of the vehicle.
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D. Unsafe vehicles will be immediately dead lined by the division/department
to which they
are assigned until repairs are completed.
E. The Equipment Maintenance Superintendent has the authority to dead
line any City owned
vehicles which he deems to be operationally unsafe.
REFERENCES: None
RESCISSION: This policy rescinds Administrative Policies 2-6 dated February
26, 1987, and
2-7 dated June 1, 1987.
RESPONSIBLE
DEPARTMENT: Human Resources
Gilbert H. Schumpert, Jr.
City Manager
August 14, 1998